Review ArticleHead & Neck cancer

Optimization of stereotactic radiosurgery for the treatment of brain metastases

By Imran H. Chowdhury, MS; Shireen Parsai, MD; Senthilkumar Gandhidasan, MD; Rupesh Kotecha, MD; and John H. Suh, MD, FASTRO


Brain metastases (BM) are the most common intracranial neoplasm occurring in up to 20% to 40% of patients with cancer.1,2 The incidence of BM is increasing due to the longer survival of patients with cancer in the setting of modern treatment modalities, improved imaging techniques, and increased cancer screening.2 The prognosis for the majority of patients with BM remains quite poor. In fact, in a study of 1,953 consecutive patients with BM treated at the Cleveland Clinic, the 1-year survival was 30% and the 5-year survival was 3%.3 These patients commonly have a high burden of neurologic symptoms and often mortality due to their intracranial disease.4

Treatment options for patients with BM can include surgery, whole-brain radiation therapy (WBRT), stereotactic radiosurgery (SRS), or a combination of these modalities. Treatment recommendations depend on the disease histology, burden of intracranial disease, extracranial disease status, and the patient’s performance status.5

Several landmark trials have informed our modern day practices including the first Patchell study, which demonstrated the importance of surgical resection in patients with single brain metastasis; the second Patchell study, which established the role for adjuvant WBRT after surgical resection in patients with a single brain metastasis; and the Aoyama study, which proved the feasibility of SRS alone.6-8 Through the years, SRS has continued to gain popularity as it offers a technique for radiation dose-intensification while minimizing dose to normal brain tissue through its use of high doses of radiation in 1-5 fractions delivered via a highly conformal technique. This review aims to discuss methods of optimizing the use of SRS in the treatment of brain metastasis with the goal of improving local control, decreasing toxicity, and ultimately improving survival. Topics include the use of targeted agents, treatment planning strategies, toxicity prognostication and reduction strategies; and prognostication and response assessment using imaging characteristics.

Targeted Agents

SRS is now being studied alongside the development of targeted therapies.9 Traditionally, systemic therapies have had a limited role in treating BM due to their inability to penetrate the blood-brain barrier and the relative chemoresistance of tumor cells.2,10 Targeted agents differ from cytotoxic chemotherapy in that they act against specific aberrant cellular processes rather than halting uncontrolled cell proliferation. Johnson et al analyzed patients who received upfront SRS with or without targeted agents and found that the use of targeted agents improved 1-year outcomes including survival (65% vs. 30%, p < 0.0001), distant failure-free survival (32% vs. 18%, p = 0.0001) and freedom from WBRT (88% vs. 77%, p = 0.03) across all histologies.11 These results, along with several retrospective studies, highlight the increased therapeutic effect of targeted agents and SRS.10,12-14 The use of targeted agents has an increasing role in the management of BM from breast cancer, renal cell carcinoma and melanoma, among other malignancies.

Breast cancers with human epidermal growth factor receptor 2 (HER2) mutation have been found to have an increased propensity for BM.2 Classic targeted therapies used in the definitive setting (eg, trastuzumab, a monoclonal antibody) have not been proven useful after the development of BM due to relatively large size (> 150 kDa). A newer targeted agent, lapatinib, which is a small-molecule inhibitor (< 800 Da) against HER2, has been shown to be tumoricidal with an ability to penetrate the blood-brain barrier. Its utility for BM without combined SRS has been confirmed by multiple studies including the LANDSCAPE trial15,16 as well as a study led by Yomo et al. In the latter study, the administration of lapatinib with SRS increased 1-year local control rates (86% vs. 69%, p < 0.001).17 Similarly, data from the Cleveland Clinic has demonstrated that the use of concurrent lapatinib with SRS reduced the risk for local failure in HER2-amplified patients from 15.1% to 5.7% (p <0.001).18 As this remains an ongoing area of investigation, an ongoing phase II trial is examining WBRT or SRS in the setting of lapatinib (NCT01622868).

Renal cell carcinoma (RCC) is another commonly studied malignancy with the potential to improve response to radiation therapy with the use of targeted therapies. Established targeted therapies in this patient population include multiple tyrosine-kinase inhibitors (eg, sunitinib, sorafenib), mTOR inhibitors (eg, temsirolimus), and anti-VEGF agents (bevacizumab).12 While sunitinib has demonstrated intracranial tumoricidal activity, studies investigating sorafenib, temsirolimus and bevacizumab have only shown safety and lack of neurologic adverse events.9 Cochran et al analyzed 61 patients who received SRS with or without sunitinib, sorafenib, or temsirolimus. Patients receiving targeted agents demonstrated improved survival from 7.2 to 16.6 months (p = 0.04) and increased local control from 60% to 93% (p = 0.01).12 Targeted agents for RCC have modest intracranial tumoricidal activity and are generally combined with other agents for extracranial metastatic disease. The evidence of synergistic activity when combined with SRS suggests these agents act as radiosensitizers for BM.

Malignant melanoma has the highest propensity to metastasize to the brain. In addition, because of its conceived radioresistance, it is an area requiring further research. A significant proportion of melanomas are associated with a BRAF mutation, for which the targeted agents dabrafenib, vemurafenib and trametinib have been shown to be efficacious.19 Long et al conducted a multicenter phase II trial studying dabrafenib in patients with BRAF-mutant melanoma BM and significant intracranial activity.20 However, safety of this agent remains a concern given the associated risks of intratumoral hemorrhage and increased risk of radiation necrosis (RN) when combined with SRS, as reported by Ly et al.21,22 Others have also demonstrated that the timing of the BRAF-directed therapy when given with SRS is important to reducing the risk of local failure.23 A current prospective phase II trial aims to determine the effect of dabrafenib combined with SRS on distant and local control and toxicity (NCT01721603). For patients with BM from BRAF-wild type melanoma, immunotherapy (eg, ipilimumab) has demonstrated central nervous system (CNS) penetration and potential benefit.2 In a study by Kiess et al involving 46 patients with 113 total BM lesions, ipilimumab administered prior to or concurrently with SRS was associated with an improved 1-year distant intracranial local control when compared to the patient cohort receiving ipilimumab after SRS (69% vs. 64% vs. 92%, p = 0.003).14 Further investigation is warranted to establish optimal therapy sequencing in the appropriate patient population.

Treatment Planning Strategies

Strategies in radiation therapy planning to optimize SRS delivery include modifying the radiation dose, prescribing to different isodose lines, and changing tumor volume expansions. Dosing schemes for treating BM with SRS were established by the Radiation Therapy Oncology Group (RTOG) 90-05 clinical trial. Based on maximum tumor diameter, tumors < 2 cm, 2.1 to 3 cm, and 3.1 to 4 cm were recommended to receive 24 Gy, 18 Gy, and 15 Gy, respectively.24 However, these dosing regimens are not strictly followed, and many studies evaluating SRS outcomes have median doses less than RTOG 90-05 protocol.25 There is evidence correlating radiation dose and different local control rates of BM despite the use of RTOG 90-05 dosing schemes. In an analysis of 375 BM undergoing SRS, Vogelbaum et al demonstrated BM < 2 cm prescribed to 24 Gy to the tumor margin had better local control than larger BM receiving 15 Gy or 18 Gy (85% vs. 49% vs. 45%; p = 0.0005).25 Mohammadi et al reported results of an updated study including 3,034 BM ≤ 2 cm. They demonstrated BM < 1 cm were associated with a lower risk of local progression (HR 2.32; p < 0.001) and RN (HR 2.13; p < 0.001) as compared to larger lesions.26 Collectively, these results provide evidence that treating BM ≤ 2 cm with 24 Gy maximizes local control with no increased risk of radiation-induced toxicities.

The goal of treatment planning for SRS is to maximize peripheral tumor dose, while achieving a steep dose gradient just beyond the tumor margin. Differing prescription isodose lines (IDL) can alter dose distributions to the target volume, and RTOG 90-05 suggests IDL > 50% to minimize normal tissue toxicity.24,27 In an investigation of SRS efficacy of differing IDLs and conformality indices (Table 1), Shiue et al analyzed 496 BM treated with SRS and expectedly demonstrated that tumor size predicted for local control (HR 1.696, p < 0.001). However, differing heterogeneity and conformality indices, and higher IDLs did not significantly affect local control or RN.27 In a similar analysis, Jani et al also found no significant difference in local control with IDLs > 50%.28 These results suggest that prescribing to higher IDLs can reduce treatment time without increasing the risk for RN or local failure. Romano et al analyzed IDLs as a continuous variable in 374 BM treated with SRS. They demonstrated that prescribing to a higher IDL and maximum tumor dose improved local control (p < 0.001 and p = 0.07, respectively) with no effect on radiation-related toxicities (p = 0.53 and p = 0.86, respectively).29 Collectively, these results suggest that a tumoricidal dose outside of tumor margins afforded by higher IDLs, rather than a maximum dose at the center, improves local control.27-29 Microscopic invasion beyond the visible tumor margins is supported from data by Nöel et al, who demonstrated that adding a 1-mm margin to the gross tumor volume (GTV) significantly improves local control without an increased risk of toxicity.30 To further define the optimal planning target volume (PTV), Kirkpatrick et al randomized patients to SRS with either a 1 mm or 3 mm margin. Local progression free survival was equally high in both groups, as the median time to failure was not met. However, patients who received SRS with a 3 mm margin trended toward higher toxicity, as the volume receiving 12 Gy (V12 Gy) was significantly higher (p < 0.01), which independently has shown to be a risk factor for developing RN.31,32

For optimizing the treatment of larger, unresectable BM, multifraction and dose-staged SRS takes advantage of the radiobiological therapeutic index of fractionating radiation therapy, while maintaining highly conformal dose distributions.33 In a comparison of single-fraction vs. multifraction (9 Gy x 3) SRS for BM > 2 cm, Minniti et al demonstrated that 27 Gy in 3 daily fractions compared to single fraction SRS, improved local control (p = 0.01) while reducing the risk of RN (p = 0.03).32 Another novel technique for large BM, called dose-staged SRS: two sessions of SRS in 2-4 week intervals, with each subsequent stage treating a smaller tumor that is responding to treatment.34 Similar to multifraction SRS, dose-staged takes advantage of dose-buildup while reducing the risk of RN. Preliminary studies show durable local control and acceptable toxicity, but long-term data is limited.34


Radiation necrosis, though uncommon, remains a limiting toxicity to radiation dose-intensification and has been treated with dexamethasone. Traditionally, RN has been estimated to occur at rates of 5% to 10% (Figure 1).24 Symptomatic RN may cause significant neurologic deterioration and may become the cause of death. It often mimics tumor progression, and standard MRI techniques have shown to be insufficient in distinguishing the two.35 Major risk factors that predict for RN include lesion size, maximum dose, the volume irradiated and BM histology.24,35 RTOG 90-05 established that as the tumor volume increases the dose that can be safely delivered to a tumor decreases. In terms of RN, multivariate analyses demonstrated maximum dose/prescription dose (dose homogeneity) > 2, and prescription isodose volume/tumor volume (dose conformality) > 2 are predictors.24,35 The volume of normal brain tissue receiving 10 Gy (V10 Gy) and 12 Gy (V12Gy) has also been associated with RN. In an analysis of 173 BM, Blonigen et al demonstrated RN risk up to 68.8% for V10Gy > 14.5 cm3 and V12Gy > 10.8 cm3 (p < 0.001).36 In an analysis of RN associated with BM histology, Miller et al found that BM from renal cell carcinomas, HER2-amplified breast cancer, ALK+ lung cancers, and BRAF V600 wild-type melanomas are all associated with increased risk of RN.37

Compared to the evidence that exists for the detection and management of RN, data on therapeutic interventions to prevent and reduce the risk of RN is limited.35 Aside from optimizing SRS planning, there is preliminary data on the use of hyperbaric oxygen and administration of pentoxifylline and vitamin E as prophylaxis for RN. Ohguri et al studied hyperbaric oxygen therapy one week after SRS in 32 patients as prophylaxis against RN demonstrating decreased incidence of RN in patients receiving prophylaxis from 20% to 11% (p = 0.05).38 The use of pentoxifylline and vitamin E has been established as a treatment for RN, and has been shown to reduce radiation-induced damage in extracranial disease sites.39,40 For its role in the brain, an ongoing phase II trial is evaluating the combination for prophylaxis of RN (NCT01508221). With the increased use of SRS for definitive treatment, future research for RN should include improved detection of RN, groups at risk for RN, and techniques to prevent RN in high-risk groups.

Imaging Characteristics

Imaging characteristics may have value in predicting outcomes of SRS and overall prognosis.41 Goodman et al investigated patterns of enhancement on day-of-treatment imaging as a prognostic indicator for local failure. They characterized lesions as homogenously enhancing, heterogeneously enhancing, or ring-enhancing and found local control at 1 year was 90%, 76% and 57%, respectively (p = 0.019).42 Necrotic-appearance of BM on MRI has been suggested as a negative prognostic factor with the hypothesis that the necrotic region correlates to hypoxic tumor cells, which may demonstrate relative radioresistance.42,43 Similarly, Xu et al analyzed 147 women with BM from breast cancer treated with SRS, stratified by tumor necrosis on pretreatment MRI, revealing the non-necrotic cohort had better neurologic survival compared to the necrotic cohort (25 vs. 17 months, p = 0.006).44 Local control for necrotic BM may be improved by combining SRS with hypoxic cell sensitizers (eg, nimorazole, nicotinamide, carbogen), or fractionating SRS to improve central oxygenation.42 Other techniques of optimizing SRS for necrotic-appearing BM include the use of previously established radiosensitizers (eg, capecitabine, bevacizumab), or increasing the relative dose to the central necrotic regions by prescribing to lower isodose lines.42.44

To evaluate response to treatment, Response Evaluation Criteria in Solid Tumors (RECIST) has been commonly implemented. However, in the age of modern systemic therapies, the Response Assessment in Neuro-oncology - Brain Metastases (RANO-BM) response criteria (Table 2) offers a more objective and reproducible method of interpreting response to treatment. RANO-BM includes radiographic assessment of target (based on changes in linear dimensions) and nontarget lesions, as well as assessment of clinical status and corticosteroid use.45 For small-volume BM with complex geometries, these criteria may be unfit to accurately assess treatment response.46 Follwell et al analyzed 178 brain metastases treated with SRS with MRI segmentation software to derive a 3-dimensional volume-based response criteria that is approximately based on the RECIST criteria.46 Multivariate analysis identified BM with a baseline diameter > 3 cm or a 3-dimensional volume > 6 cm3 are at increased risk of local failure.46 The response assessment systems are summarized in Table 2.


The use of SRS for the management of BM has evolved from a targeted-boost to the lesion to definitive upfront treatment. The advent of targeted therapies and immunotherapies has created a new tumor microenvironment within the brain and provides opportunities to investigate their combination with SRS. Several retrospective series have shown a synergistic effect in local control of SRS combined with lapatinib for HER2-positive BM, sunitinib, sorafenib and temsirolimus for RCC BM, and dabrafenib and ipilimumab for BRAF-mutated and wild-type melanoma BM. However, the retrospective nature of these analyses and subanalyses should only guide future prospective studies and no conclusive recommendations can be made without further hypothesis-driven evidence.

As more patient groups are being defined that are best suited for SRS, there is an increased interest in optimizing treatment planning. Dose-escalation to 24 Gy for small (< 2 cm) lesions has shown to improve local control without increasing toxicity, and alterations in fractionation schemes may improve the therapeutic window for larger metastases. Advances in imaging have allowed for improved differentiation between tumor progression and radiation-induced toxicities, and are characterized as BM by radiographic differences (eg, non-necrotic vs. necrotic centers and homogenous vs. heterogeneous lesions). Future investigations should focus on taking advantage of imaging characteristics to improve the efficacy of SRS as well as discovering therapeutic options in preventing toxicities. The influx of retrospective data for SRS in recent years needs to be validated by randomized controlled trials. Although prospective analysis of BM has been a major challenge, contributions from the RANO group will help guide the creation of clinical trials that will offer more personalized treatments for patients with BM.


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Chowdhury IH, Parsai S , Gandhidasan S, Kotecha R, Suh JH. Optimization of stereotactic radiosurgery for the treatment of brain metastases. Appl Rad Oncol. 2017;(1):11-16.

March 8, 2017